V. THE GREEN FORM (MATRIX COMPENSATION BENEFITS)

A.              Who is eligible for Matrix Compensation benefits?

B.               How do I apply to receive Matrix Compensation benefits?

C.              Since Part III of the GREEN Form must be completed by an attorney, do I need an attorney to complete my submission for Matrix Compensation benefits?

D.              Can I receive Matrix Compensation benefits if I am diagnosed as being FDA Positive or as having Mild Mitral Regurgitation by the end of the Screening Period?

E.               If I qualify for Matrix Compensation benefits, how do I know if I am on Matrix A-1 or Matrix B-1?

F.               Whose benefits are determined by Matrix A-2 and Matrix B-2?

G.              Who is a Derivative Claimant?

H.              If there is more than one Representative Claimant, does each eligible Representative Claimant receive the amount on either Matrix A-1 or Matrix B-1?

I.                 If there is more than one Derivative Claimant, does each eligible Derivative Claimant receive the amount on either Matrix A-2 or Matrix B-2?

J.                 If I am entitled to Matrix Compensation benefits now and my condition progresses to a more severe level, can I receive additional compensation?

K.              What is the deadline for submitting the GREEN Form?

A.  Who is eligible for Matrix Compensation benefits?
A Class Member who has been diagnosed with serious valvular heart disease is eligible to receive Matrix Compensation benefits.

There are five levels of serious valvular heart disease for which you can be compensated. A brief summary of the five levels is as follows:

  • Level I: Severe left-sided valvular heart disease without complicating factors that are listed in the Settlement Agreement;

  • Level II: Moderate to severe left-sided valvular heart disease with signs of injury to the heart;

  • Level III: Left-sided valvular heart disease requiring valve repair or replacement surgery, or conditions that are equally severe;

  • Level IV: Serious complications of valvular heart disease or valve-related surgery such as a serious stroke;

  • Level V: Very serious complications of valvular heart disease or valve-related surgery, such as death or heart transplant.

For a complete description with explanation of these five levels, refer to pages 18-21 of the Matrix Compensation Benefits Claim Form (GREEN Form), or refer to the Settlement Agreement.
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B.  How do I apply to receive Matrix Compensation benefits?
If you believe you have serious heart valve disease and are eligible for Matrix Compensation benefits, you must complete and submit a Matrix Compensation Benefits Claim Form (GREEN Form; click here for further information on the GREEN Form) in addition to a BLUE Form. The BLUE Form must have been postmarked no later than May 3, 2003.

There are three parts in the GREEN Form. Parts I and II must be completed in all cases before the Form can be submitted. Part III must be completed if you have an attorney.

Part I of the GREEN Form must be completed by a Class Member, Representative Claimant, or Derivative Claimant.

Part II of the GREEN Form must be completed and signed by a Board-Certified Cardiologist or Board-Certified Cardiothoracic Surgeon with Level 2 training in Echocardiography. (Click here for qualifications of Level 2 training.) The physician must designate the Echocardiogram that forms the basis of the Claim, all questions must be answered completely, and the written report and tape or disc of the Echocardiogram must be submitted to the Trust for the Claim to be complete.

If you are represented by an attorney, Part III of the GREEN Form must be completed by your attorney.

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C.  Since Part III of the GREEN Form must be completed by an attorney, do I need an attorney to complete my submission for Matrix Compensation benefits?
No. Although you may obtain legal counsel at any time, it is not required to apply for or receive Matrix Compensation benefits. However, if you are represented by an attorney, then the attorney must complete Part III of the GREEN Form.  We are not permitted to recommend counsel; however, should you choose to retain an attorney, you may wish to consult with your local Bar Association for the names of qualified attorneys.
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D.  Can I receive Matrix Compensation benefits if I am diagnosed as being FDA Positive or as having Mild Mitral Regurgitation by the end of the Screening Period?
If you were diagnosed as being FDA Positive or as having Mild Mitral Regurgitation by the end of the Screening Period (January 3, 2003, or such later date as may be applicable, if you were the recipient of an exception under the Fifth Amendment (click here for more information about the Fifth Amendment to the Settlement Agreement )) and registered for benefits no later than May 3, 2003, you have the right to receive Matrix Compensation benefits if you develop serious valvular heart disease before December 31, 2015.

For more information regarding the five levels of serious valvular heart disease, please refer to pages 18-21 of the GREEN Form.
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E.  If I qualify for Matrix Compensation benefits, how do I know if I am on Matrix A-1 or Matrix B-1?
Generally, it depends on the severity of your condition and how many days you took Pondimin® and/or Redux™.

Matrix A-1 benefits will apply for Diet Drug Users (or their Representative Claimants) who ingested Pondimin® and/or Redux™ for 61 days or more, have been diagnosed by a Qualified Physician as FDA Positive by an Echocardiogram performed after Diet Drug use and before the end of the Screening Period (unless they are the recipient of an exception under the Fifth Amendment (click here for more information about the Fifth Amendment to the Settlement Agreement)), and whose conditions are eligible for Matrix payments but who do not have a condition or circumstance that makes Matrix B-1 applicable. (See next paragraph, below.)

Matrix B-1 benefits for Diet Drug Users (or their Representative Claimants) will apply to Class Members who demonstrate Matrix Level conditions and to whom any one or more of the following apply:

1)  For claims as to the mitral valve, Diet Drug Users who were diagnosed by a Qualified Physician by an Echocardiogram performed after Diet Drug use and before the end of the Screening Period (or such later date as may be applicable, if they are the recipient of an exception under the Fifth Amendment) as having Mild Mitral Regurgitation regardless of the duration of use of Pondimin® and/or Redux™. Thus, if you have only Mild Mitral Regurgitation by the end of the Screening Period (or such later date as may be applicable, if you are the recipient of an exception under the Fifth Amendment), and your condition thereafter worsens to a Matrix Level condition, you will be paid according to Matrix B-1.

2)  Diet Drug Users who ingested Pondimin® and/or Redux™for 60 days or less, who were diagnosed by a Qualified Physician by an Echocardiogram performed after Diet Drug use and before the end of the Screening Period (or such later date as may be applicable, if they are the recipient of an exception under the Fifth Amendment) as FDA Positive.

3)   Diet Drug Users who ingested Pondimin® and/or Redux™ for 61 days or more, who were diagnosed by a Qualified Physician by an Echocardiogram performed after Diet Drug use and before the end of the Screening Period (or such later date as may be applicable, if they are the recipient of an exception under the Fifth Amendment) as FDA Positive with any of the following conditions:

With respect to an aortic valve claim:

·         The following congenital aortic valve abnormalities: unicuspid, bicuspid or quadricuspid valves, or ventricular septal defect associated with aortic regurgitation;

·         Aortic dissection involving the aortic root and/or aortic valve;

·         Aortic sclerosis in people who are 60 years of age or older when they are first diagnosed as FDA positive;

·         Aortic root dilation greater than 5.0 cm;

·         Aortic stenosis with an aortic valve area less than 1.0 square centimeter by the Continuity Equation.

With respect to a mitral valve claim:

·         The following congenital mitral valve abnormalities: parachute valve, cleft of the mitral valve associated with atrial septal defect;

·         Mitral Valve Prolapse as determined by an Echocardiogram. ("Mitral Valve Prolapse" refers to a condition where (a) the Echocardiogram video tape or disk includes the parasternal long axis view and (b) that Echocardiographic view shows displacement of one or both mitral leaflets > 2mm above the atrial-ventricular border during systole, and >5mm leaflet thickening during diastole, as determined by a Board-Certified Cardiologist);

·         Chordae tendineae rupture or papillary muscle rupture; or acute myocardial infarction associated with acute mitral regurgitation;

·         Mitral annular calcification;

·         M-Mode and 2-D Echocardiographic evidence of rheumatic mitral valves (doming of the anterior leaflet and/or anterior motion of the posterior leaflet and/or commissural fusion), except where there is no evidence of rheumatic valve disease upon pathological examination of mitral valve tissue.

 With respect to claims for the aortic and/or mitral valve(s):

·         Heart valve surgery prior to Pondimin® and/or Redux™ use on the valve that is the basis of the claim;

·         Bacterial endocarditis prior to Pondimin® and/or Redux™ use;

·         FDA positive regurgitation (confirmed by Echocardiogram) prior to Pondimin® and/or Redux™ use for the valve that is the basis of the claim;

·         Systemic Lupus Erythematosus or Rheumatoid Arthritis and valvular regurgitation and/or valvular abnormalities of a type associated with those conditions;

·         Carcinoid tumor of a type associated with aortic and/or mitral valve lesions;

·         History of daily use of methysergide or ergotamines for a continuous period of longer than 120 days.

For more information regarding the five levels of serious valvular heart disease necessary to be eligible for Matrix Compensation benefits, refer to pages 18-21 of the GREEN Form.
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F.  Whose benefits are determined by Matrix A-2 and Matrix B-2?
Matrix A-2 and Matrix B-2 are used to determine the amount of compensation to which Derivative Claimants (see Question G below) are entitled if the Diet Drug User with whom they are associated has a Matrix Level Condition, to the extent that applicable state law recognizes that they have a claim for loss of consortium, services or support.

The Matrix Level Condition and age of diagnosis of the Diet Drug User whose alleged injury forms the basis of the Derivative Claim will be used to determine placement on Matrix A-2 or Matrix B-2.

Matrix A-2 will apply if the Diet Drug User, whose alleged injury forms the basis of the Derivative Claim, meets the criteria for payment on Matrix A-1.

Matrix B-2 will apply if the Diet Drug User, whose alleged injury forms the basis of the Derivative Claim, meets the criteria for payment on Matrix B-1.
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G.  Who is a Derivative Claimant?
A Derivative Claimant is a person with a relationship to a Diet Drug User, such as that of a spouse, parent, child, dependant, other relative, or "significant other," who under state law would have a claim for loss of consortium, services or support. Derivative Claimants who have such claims are paid according to Matrix A-2 or Matrix B-2 in a way that corresponds to the Matrix Claim of the Diet Drug User or Representative Claimant of the Diet Drug User.
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H.  If there is more than one Representative Claimant, does each eligible Representative Claimant receive the amount on either Matrix A-1 or Matrix B-1?
No. A Representative Claimant is an executor or administrator of a Diet Drug User''s estate if the Diet Drug User has died, or a Representative can be a guardian of a Diet Drug User who is disabled from acting on behalf of himself or herself. Matrix A-1 and Matrix B-1 set forth the maximum amount to which all Claimants associated with any particular Diet Drug User eligible for Matrix Compensation benefits are collectively entitled. Where there is more than one Representative Claimant associated with any particular Diet Drug User eligible for Matrix Compensation benefits, the Trustees shall allocate or distribute the benefit amount pro rata among or to all of the Representative Claimants who have made a claim for such benefits according to applicable law.
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I.  If there is more than one Derivative Claimant, does each eligible Derivative Claimant receive the amount on either Matrix A-2 or Matrix B-2?
No. Matrix A-2 and Matrix B-2 set forth the maximum amount to which all Derivative Claimants associated with any particular Diet Drug User eligible for Matrix Compensation benefits are collectively entitled. Where there is more than one Derivative Claimant associated with any particular Diet Drug User eligible for Matrix Compensation benefits, the Trustees shall allocate or distribute the benefit amount pro rata among or to all of the Derivative Claimants who have made a claim for such benefits to the extent applicable state law permits.
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J.  If I am entitled to Matrix Compensation benefits now and my condition progresses to a more severe level, can I receive additional compensation?
If you qualify for and receive Matrix Compensation benefits now, you will preserve your right to receive incremental payments in the future if your medical condition worsens and the change places your claim on a higher level of the payment Matrix.

To be considered for additional compensation based on progression to a higher level of the payment Matrix, you have to complete and file a separate GREEN Form demonstrating the change in your medical condition.

Compensation will be based on the benefits you are entitled to under the supplemental GREEN Form less any benefit amount you may have already received from your original GREEN Form.
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K.  What is the deadline for submitting the GREEN Form?
The deadline for submission of the GREEN Form is December 31, 2015, if you opted out of the Seventh Amendment and provided that you have previously registered with the Trust, and meet the following conditions:

(1) For Those Who Have Matrix-Level Conditions Now.

To seek Matrix-Level Benefits you must have filed a timely signed and completed PINK Form or file a signed and completed BLUE Form postmarked no later than May 3, 2003.(Click here for BLUE Form). You must also file a signed and completed GREEN Form.  If you qualify for and are paid a Matrix-Level Benefit, then you preserve your right to receive incremental payments in the future if your condition worsens and the change places your Claim on a higher level of the payment Matrix. You will have to complete and file a separate GREEN Form to seek additional payments.

(2) For Those Who Do Not Have Matrix-Level Conditions Now But Want to Preserve Their Rights To Receive Such Benefits In the Future.

If you are diagnosed as FDA Positive or as having Mild Mitral Regurgitation by January 3, 2003 (or such later date as may be applicable, if you are the recipient of an exception under the Fifth Amendment (click here for more information about the Fifth Amendment to the Settlement Agreement)) and if you have previously registered by filing a timely signed and completed PINK Form or if you file a signed and completed BLUE Form by May 3, 2003, you will have until the Matrix Payment Cut-Off Date of December 31, 2015 to submit an original or supplemental GREEN Form.

You cannot be paid any Matrix Level Benefits in the future unless you can show that you were diagnosed by a Qualified Physician as FDA Positive or as having Mild Mitral Regurgitation after you started using the Diet Drugs and on or before January 3, 2003 (or such later date as may be applicable, if you are the recipient of an exception under the Fifth Amendment).

If you register your Claim by mailing the Trust a completed and signed BLUE Form postmarked no later than May 3, 2003, and can show that you were diagnosed by a Qualified Physician as FDA Positive or as having Mild Mitral Regurgitation on or before January 3, 2003 (or such later date as may be applicable, if you are the recipient of an exception under the Fifth Amendment), and you then reach a Matrix-Level Condition in the future, you can then seek Matrix-Level Benefits by mailing the Trust a completed and signed GREEN Form postmarked no later than December 31, 2015.

As described above, if you qualify for and are paid a Matrix-Level Benefit, then you preserve your right to receive incremental payments in the future if your condition worsens and the change places your claim on a higher level of the payment Matrix, even after December 31, 2015. You will have to mail the Trust a new, complete GREEN Form at that time to seek additional payments.

The deadline for submission of the GREEN Form is December 31, 2011, if you did not opt out of the Seventh Amendment.  For more information about the Seventh Amendment (click here).

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VI.  "OPT-OUT" RIGHTS

A.              What is "Opting Out"?

B.               What was the Initial Opt-Out (the ORANGE Form #1)?

C.              Can I revoke my submission of the ORANGE Form #1 (Initial Opt-Out Form)?

D.              What are Intermediate and Back-End Opt-Out Rights and when can I exercise these rights?

E.               Can I revoke my submission of the ORANGE Form #2 (Intermediate Opt-Out Form) or ORANGE Form #3 (Back-End Opt-Out Form)?

A.  What is "Opting Out"?
If you do not wish to be included in the Settlement, in order to pursue your own independent legal action against Wyeth, you can choose to "Opt Out" under certain conditions.

Originally the Settlement Agreement provided three ways of Opting Out: Initial, Intermediate and Back-End. It is too late to exercise the Initial Opt-Out.
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B.  What was the Initial Opt-Out (the ORANGE Form #1)?
The ORANGE Form #1 was the "Initial Opt-Out Form." This form allowed individuals who wanted to pursue their own legal action against American Home Products (now known as Wyeth) to choose not to be included in the Settlement Agreement. The deadline for submitting an ORANGE Form #1 has passed. By Court Order, any ORANGE Form #1 postmarked after March 30, 2000, is not effective. To view this Order (Pretrial Order No. 1238), (click here). 
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C.  Can I revoke my submission of the ORANGE Form #1 (Initial Opt-Out Form)?
Yes, but only upon getting approval from Wyeth. Wyeth is currently consenting to eligible requests by Class Members to revoke their Initial Opt-Outs. Claimants who have submitted an ORANGE Form #1 and would like to revoke that election and participate in the Settlement may send their requests for revocation in writing to the address below.

To view and obtain the Form to Request Revocation of Initial, Intermediate or Back-End Opt-Outs (click here).

NOTE: New Address and Fax Number below.  All information mailed or faxed to the old address or fax number will be forwarded.

Orran L. Brown
BrownGreer PLC
115 South 15th Street, Suite 400
Richmond, VA 23219-4209

You may fax your request to1-804-521-7299.

Each request for revocation must be signed by the Diet Drug User and provide the Diet Drug User''s full name and address. The Diet Drug User will be notified of Wyeth''s action on the request.
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DWhat are Intermediate and Back-End Opt-Out Rights and when can I exercise these rights?

1. Intermediate Opt-Out. A Diet Drug User (or the Representative Claimant of this Diet Drug User) is eligible to exercise an Intermediate Opt-Out if the Diet Drug User:

a.      was not diagnosed as FDA Positive before September 30, 1999;

b.      is first diagnosed by a Qualified Physician as FDA Positive based on an Echocardiogram performed after beginning use of the Diet Drugs and after September 30, 1999, but on or before January 3, 2003 (or such later date as may be applicable, if the Diet Drug User is the recipient of an exception under the Fifth Amendment (click here for more information about the Fifth Amendment to the Settlement Agreement));

c.      did not submit a PINK AIO Form to the Trust; and

d.      has not been paid a Cash/Med Benefit from the Trust.

Details, including the effect of exercising the right of Intermediate Opt-Out and the restrictions on any suit you may bring, are discussed in Section IV.D.3 (pages 53-55) of the Settlement Agreement, Sections E.4 and E.5 of the Court-Approved Notice of May 3, 2003 Deadline, and the Fifth Amendment to the Settlement Agreement.  If you qualify for and wish to exercise your right of Intermediate Opt-Out, you must complete and sign an ORANGE Form #2 and must mail the original of the signed ORANGE Form #2 to the Trust and a copy of it to Wyeth, as instructed in the ORANGE Form #2. Both mailings must be postmarked no later than May 3, 2003 (or such later date as may be applicable, if the Diet Drug User is the recipient of an exception under the Fifth Amendment).
For the ORANGE Form #2, (click here).

2. Back-End Opt-Out. A Diet Drug User (or the Representative Claimant of this Diet Drug User) is eligible to exercise a Back-End Opt-Out if the Diet Drug User:  

a.      is diagnosed by a Qualified Physician as FDA Positive or as having Mild Mitral Regurgitation based on an Echocardiogram performed after beginning use of the Diet Drugs and on or before January 3, 2003 (or such later date as may be applicable, if the Diet Drug User is the recipient of an exception under the Fifth Amendment to the Settlement Agreement);

b.      did not submit a PINK AIO Form to the Trust;

c.      has first reached a Matrix-Level condition based on valvular heart disease after September 30, 1999, and has mailed to the Trust a signed BLUE Form postmarked no later than May 3, 2003, or is first diagnosed as having Endocardial Fibrosis between September 30, 1999 and September 30, 2005; and

d.      has not claimed any Matrix-Level Benefits from the Trust.

Details, including the effect of exercising the right of Back-End Opt-Out and the restrictions on any suit you may bring, are discussed in Section IV.D.4 (pages 55-58) of the Settlement Agreement and Sections E.4 and E.6 of the Court-Approved Notice of May 3, 2003 deadline. If you qualify for and wish to exercise your right of Back-End Opt-Out, you must complete and sign an ORANGE Form #3 and must mail the original of the signed ORANGE Form #3 to the Trust and a copy of it to Wyeth, as instructed in the ORANGE Form #3. Both mailings must be postmarked within 120 days of the date on which the Diet Drug User first knows or should have known in the exercise of reasonable diligence that he or she had a Matrix-Level condition, or by May 3, 2003, whichever date is later.
For the ORANGE Form #3, (click here).
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E.  Can I revoke my submission of the ORANGE Form #2 (Intermediate Opt-Out Form) or ORANGE Form #3 (Back-End Opt-Out Form)?

The Settlement Agreement does not refer to revocation of the ORANGE Form #2 or the ORANGE Form #3, but anyone who would like to raise the issue may fill out the appropriate revocation request form and send it to Wyeth for its consideration. You must request approval for revocation from Wyeth, which is considering these requests on a case-by-case basis. Class Members who have submitted an ORANGE Form #2 or ORANGE Form #3 and would like to revoke that election and participate in the Settlement should send their requests for revocation in writing to:

NOTE: New Address and Fax Number below.  All information mailed or faxed to the old address or fax number will be forwarded.

Orran L. Brown
BrownGreer PLC
115 South 15th Street, Suite 400
Richmond, VA 23219-4209

You may fax your request to 1-804-521-7299.

You can obtain the Form to Request Revocation of Initial, Intermediate or Back-End Opt-Outs at the ORANGE Form section of this web site (click here).

Each request for revocation must be signed by the Diet Drug User and provide the Diet Drug User''s full name and address. The Class Member will be notified of Wyeth''s action on the request.
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Case/Med Benefit Reimbursement for Certain Privately-Obtained Echocardiograms Preservation of Matrix Claim benefits Intermediate Opt-Out (with exceptions per Fifth Amendment Back-End Opt-Out (with exceptions per Fifth Amendment) End of Exceptions for Screening Program Provided by Fifth Amendment Endocardial Fibrosis